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MichaelK11 (Texas)
Posts: 432
Posted:
I want to focus on this one issue, to see if any one has any suggestions.

I want to verify our last HOA election. I want to see how the proxies and ballots were validated and counted.

Are Bylaws state, "Election of the Board of Directors shall be by secret written ballot."

Are the ballots and proxies (containing the signatures and addresses of the homeowners who executed them) confidential after an election? I believe the principle of secret ballot applies during the course of the election, but after the election all ballots and proxies become normal records of the HOA and must be made available for Members to review on request.

In response to my five requests over four months, my HOA Board failed to respond for four months and then provided the ballot sections cut out with no identifying information.

What say you lot? Did they do the right thing? What would you do if your HOA failed to respond to a records request that you considered important?
TracieS (Colorado)
Posts: 460
Posted:
Ay-yi-yi...your BOD is insane. As far as I know, and different states might have different laws, the proxies become an official record of the meeting. Being an official record, ALL members of the association have the right to a timely response to a request to review any official records of the association.

I do hope to see an answer as to how proxies are validated. I'm not sure how that happens either. When I send out the meeting notice, I attach ONE proxy form for each owner. On the proxy form, the owner lists the units owned (which is his/her number of votes), designates a proxy, and prints/signs name. The proxies go to the designated proxy and wind up with the secretary for validation.

In the past, we've always just accepted all the proxies, because we're so small (19 units). We don't have signature cards like banks do, so I don't have anything to compare a signature to.

What is the validation process?
AnnaD2 (Florida)
Posts: 960
Posted:
I'm not sure how it is in Texas....but in Florida ballots and proxies are two seperate things. Ballots are used when voting in an election and they ARE kept secret. They do that by using two envelopes. The outer envelope has a name and/or unit number. The inner envelope has no identifying information and contains the actual ballot which also has no names or addresses on it.

Proxies are used to establish a quorum and to also appoint someone to vote for them on association issues---but not elections.

I'm confused as to what information you are looking for. Are you trying to find out exactly who voted for whom? If the ballots were secret in the beginning they'd still be secret now.
AnnaD2 (Florida)
Posts: 960
Posted:
P.S. If anyone requested to see the ballots I'd be happy to show them to them. The ballots have no identifying information. I also keep the inner and outer envelopes---but not in any order. Someone would have a heck of a time trying to match up the "check" marks on a ballot to the owner of the outer envelopes.
JohnK3 (Pennsylvania)
Posts: 967
Posted:
Michael writes:

>>>Are (sic) Bylaws state, "Election of the Board of Directors shall be by secret written ballot."<<<

That's pretty straighforward. I'll guess the reasons are so Members can vote without fear of embarrasment, and/or reprisals, and/or breach of privacy.

Before going further in analysis, please tell us how your HOA (attempts to) accomplish this as clearly someone has to validate the proxies as Tracie points out.

And as Anna noted, her process provides both validation of the proxies while keeping the ballots secret.
MaryA1 (Arizona)
Posts: 7,043
Posted:
Michael,

With secret balloting, the ballot is usually put into an envelope which shows the name of the voter along with their signature. Once the ballot is removed from the outer envelope there should be no identifying info showing who is casting the vote. Therefore, IMO, the ballot does not have to be regarded as confidential info. If the proxy only names the person who is authorized to vote for another, I see no reason for it to be considered confidential.

Why do you want to know how each member voted? If balloting is to be secret that info is none of your business! If the board finally did provide you with the ballots what is your complaint?
TracieS (Colorado)
Posts: 460
Posted:
I'm not sure that Michael wants to see how individual people voted. I THINK he is more interested in making sure that the votes were counted accurately. Along with the proxies.
MichaelK11 (Texas)
Posts: 432
Posted:
MaryA1, I have written two other posts recently about our last election and the misconduct of our Board; these speak to my complaint. Please let me know after reading these, if you would trust our Board to tally votes.

I believe that our Directors effectively represent one viewpoing on major issues, and has siezed control of the electoral process in our HOA to not only continue control of the Board but keep 100% of the seats among their group. If the Democrats or the Republicans in your state's legislature ran the election on their own, put only their candidates on the ballots, won 100% of the seats in the legislature, and then administered the next election in the normal way (but with only people from their party), would that be legitimate? Would you think it unfair for the other party to insist on a recount that was not done by the election board that consisted only of one party? The Board should not represent only one viewpoint and one group of homeowners on a major and expensive issue.

JohnK3, our HOA has always mailed proxies to every homeowner, which contain a general proxy designating by name the current Secretary of the HOA for all matters other than the election, and which list the candidates for Director and the number of open seats. The Members may print their name and address and sign the proxy in order to validate it and they may also check off the candidates for whom they wish to vote. Then they can mail the proxy back to the HOA.

They must sign the proxy in order to vote, so they do not have the option of voting for Directors without giving the Secretary proxy to vote for them on other issues. There are no spaces for write-ins, although if they took the initiative to write someone in, then it would probably be counted as such. There is no information about candidates or nominees, except for the names that are placed on this proxy ballot. They are provided a column for voting for candidates and a column for voting against, although our Bylaws specify that only votes for a candidate are counted.

Thus, these proxy ballots are misleading, coercive and otherwise flawed in several ways. They are illegal and would be struck down in Court, if a homeowner actually sued the HOA. For twenty years, this was just sloppiness; it did not affect the outcome, so no one cared. Then these Directors decided to rig the elections, and any flaw is a basis to contest their misconduct.

I don't know what they do to validate; they have not said.
MichaelK11 (Texas)
Posts: 432
Posted:
Yes, TracieS.

My goal is to see if ballots were validated and counted in a consistent manner. That requires the same information as seeing who voted for whom, although the latter is not my goal.

When you have a trustworthy group to tally votes, then generally no oversight is requested. For example,
There are no issues in dispute.
The votes are validated and tallied by the Nominating Committee Chair and the HOA Secretary, who have both earned the trust of all.
The votes are validated and tallied by the Nominating Committee Chair and the HOA Secretary, who have not shown partiality.
The votes are validated and tallied by the Nominating Committee Chair and the HOA Secretary, who have each shown opposing partiality and are observant and vocal.
The votes are validated and tallied by a state election commission composed of both Democrats and Republicans, who are trusted to be watchful of each other and vocal if they catch anything.

When there are valid concerns, then oversight and review should be permitted:
When the people who validate and tally the votes are unknown.
When the people who validate and tally the votes are suspect of ineptitude.
When the people who validate and tally the votes are on the same side of a controversial issue.
When the people who validate and tally the votes have demostrated partisan and/or inappropriate conduct.
When the results are incongruous with express sentiment.
When the results favor the side of those who counted the votes.
When the results favor one side to an unexpected or unlikely degree.

In our case, I believe the votes were validated and tallied by Directors and the Nominating Committee they appointed, who all conspired to rig the election and ended up controlling 100% of the Board.

I think any argument that amounts to, "the ballots are secret, so only the other side gets to see them" is absurd, even if the Board of Directors is the other side.

Here's something else to consider. I don't think I mentioned that:

1) Elections have always been held in February. Dues are do on March 15th. (As with many other HOAs, a homeowner must be current on dues and assessments in order to count towards a quorum or to vote. Of course, they can all attend the meetings.) So eligibilty has always been based on whether a homeowner has paid their dues in the past year. This year, the Board moved the elections to March 29th, so eligibility was based on whether dues were paid in the past two weeks. This was clearly stated by the Secretary, although I have some doubt as to whether it was applied uniformly and consistently.

2) The number of votes the Board tallied in favor of their slate, in addition to depending on proxy ballots that only listed their slate, was also far greater than the number of people who have paid their dues by that date in past years.

3) The Board, in addition to prohibiting discussion or voting by the Members at the Annual Meeting of the Members, also made their own presentations especially long. The Events chair spent almost an hour in an emotional speech about how nice it was to be on the Board and conduct events, and how difficult it is to put signs up. It was obviously contrived. Many homeowners gave up and left prior to the actual voting.

So I ask you: which of things (if any) would you consider a smarmy political trick (i.e., not illegal or inappropriate -- just manipulative and unfair), and which things (if any) are illegal and invalidate the election?
SusanW1 (Michigan)
Posts: 5,202
Posted:
you said: "The Members may print their name and address and sign the proxy in order to validate it and they may also check off the candidates for whom they wish to vote. Then they can mail the proxy back to the HOA.

That describes either a mail-in ballot OR a proxy - it can't be both. There is no need to have a proxy when the ballot is marked.

Were the results of the election stated at the end? with actual numbers of votes each candidate received?

MichaelK11 (Texas)
Posts: 432
Posted:
As I said, the proxy gives the designated individual (the HOA Secretary, in the Board's proxy) the authority to vote the proxy on all other issues than the election of Directors. It is both a proxy and a ballot, but it does not allow the voter the opportunity to just sign for the vote without also signing the proxy form in which the vote is contained. There is a line with one signature for both.

The proxy ballot is used at the Annual Meeting where the election takes place.

Yes, they announced the vote tally.

I am sure someone will point out the fact that a Members could vote their choice and cross out the proxy statements (while also voting for the candidates not presented. All that is required is for the Members to be omniscient -- to know the choices that are not presented to them, and to exercise those choices in tandem with any other unknown Members of like mind.

The bottom line is that democracy exists where there are open elections and freely available information. Take away the free press and the other party, and you would still have the trappings of democracy in America, but it would no longer give us any real freedom to choose. That is how our HOA is run.
TracieS (Colorado)
Posts: 460
Posted:
Quote:
Posted By MichaelK11 on 07/24/2009 12:27 PM
As I said, the proxy gives the designated individual (the HOA Secretary, in the Board's proxy) the authority to vote the proxy on all other issues than the election of Directors. It is both a proxy and a ballot, but it does not allow the voter the opportunity to just sign for the vote without also signing the proxy form in which the vote is contained. There is a line with one signature for both.

The proxy ballot is used at the Annual Meeting where the election takes place.

Yes, they announced the vote tally.

I am sure someone will point out the fact that a Members could vote their choice and cross out the proxy statements (while also voting for the candidates not presented. All that is required is for the Members to be omniscient -- to know the choices that are not presented to them, and to exercise those choices in tandem with any other unknown Members of like mind.

The bottom line is that democracy exists where there are open elections and freely available information. Take away the free press and the other party, and you would still have the trappings of democracy in America, but it would no longer give us any real freedom to choose. That is how our HOA is run.

Michael,

A few things.

A proxy is not also a ballot. It is an instrument which gives another individual voting rights. There are two types of proxy - general and something else (specific/designated?). The general proxy gives the holder the authority to vote however they want on an issue, regardless of the owner's choice. The designated/specific gives the holder the authority to vote AS THE OWNER INTENDS. It is the OWNER'S RESPONSIBILITY to discuss voting with the designated proxy. The BOD should stay out of that one.

It sounds to me like your association is confusing proxies with ballots. Proxies are one thing...secret ballots are another. If a member receives a ballot in the mail, fills it out and returns it...the member has VOTED and NO PROXY is necessary. Why is your association using a proxy if the member can vote via mail ballot?? Seems redundant, and you're possibly double counting votes if the owner voted through ballot, and someone is acting as his/her proxy.

Also, you say that your proxy form designates the secretary as the proxy? Really???? I am thinking that completely violates non-profit corp law. The use of a proxy gives the OWNER THE RIGHT TO DESIGNATE HIS/HER PROXY. In my association, the owner can designate ANYONE as their proxy. The proxy does NOT have to qualify for membership in the association.

DO YOUR BYLAWS/CERS/ARTICLES mention ANYTHING about how a proxy is used/designated?

Finally...you mention democracy in America, but you usually only mention the two main parties. Just a pet peeve of mine (I'm not registered as Repub or Demo...but as a third party). Remember, we have one more main party than a communist country. Just something to think about - totally unrelated to this issue.

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